Regulatory Filing Calendar

Filing Type
Form PF*
Large
Small
AIFMD Annex IV
Large
Small
CPO-PQR
Large
Medium
Small
NFA-PQR (for CPOs)
Large
Medium
CTA-PR
All
EMIR
All
  Q4 2013
OCTNOVDEC
12/31 Reporting
03/01 Deadline
12/31 Reporting
04/30 Deadline
12/31 Reporting
01/30 Deadline
12/31 Reporting
01/30 Deadline
12/31 Reporting
03/01 Deadline
12/31 Reporting
03/31 Deadline
12/31 Reporting
03/31 Deadline
12/31 Reporting
03/31 Deadline
12/31 Reporting
02/14 Deadline
  Q1 2014
JANFEBMAR
03/31 Reporting
05/30 Deadline
03/31 Reporting
04/30 Deadline
03/31 Reporting
05/30 Deadline
03/31 Reporting
05/30 Deadline
03/31 Reporting
06/29 Deadline
03/31 Reporting
05/15 Deadline
02/12 Reporting
  Q2 2014
APRMAYJUN
06/30 Reporting
08/29 Deadline
06/30 Reporting
07/30 Deadline
06/30 Reporting
07/30 Deadline
06/30 Reporting
08/29 Deadline
06/30 Reporting
08/29 Deadline
6/30 Reporting
09/28 Deadline
06/30 Reporting
08/14 Deadline
  Q3 2014
JULAUGSEP
09/30 Reporting
11/29 Deadline
09/30 Reporting
10/30 Deadline
09/30 Reporting
11/29 Deadline
09/30 Reporting
11/29 Deadline
09/30 Reporting
12/29 Deadline
09/30 Reporting
11/14 Deadline
  Q4 2014
OCTNOVDEC
12/31 Reporting
03/01 Deadline
12/31 Reporting
04/30 Deadline
12/31 Reporting
01/30 Deadline
12/31 Reporting
01/30 Deadline
12/31 Reporting
03/01 Deadline
12/31 Reporting
03/31 Deadline
12/31 Reporting
03/31 Deadline
12/31 Reporting
03/31 Deadline
12/31 Reporting
02/14 Deadline
  Q1 2015
JANFEBMAR
03/31 Reporting
05/30 Deadline
03/31 Reporting
04/30 Deadline
03/31 Reporting
05/30 Deadline
03/31 Reporting
05/30 Deadline
03/31 Reporting
06/29 Deadline
03/31 Reporting
05/15 Deadline
02/12 Reporting
  Q2 2015
APRMAYJUN
06/30 Reporting
08/29 Deadline
06/30 Reporting
07/30 Deadline
06/30 Reporting
07/30 Deadline
06/30 Reporting
08/29 Deadline
06/30 Reporting
08/29 Deadline
6/30 Reporting
09/28 Deadline
06/30 Reporting
08/14 Deadline
  Q3 2015
JULAUGSEP
09/30 Reporting
11/29 Deadline
09/30 Reporting
10/30 Deadline
09/30 Reporting
11/29 Deadline
09/30 Reporting
11/29 Deadline
09/30 Reporting
12/29 Deadline
09/30 Reporting
11/14 Deadline

The calendar above is for illustrative purposes only and is not meant to convey bespoke advice.

* Dates may differ for PE and Liquidity funds.

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